>>70

Here is my take on the cease and desist order:

1) A senior level employee of LCM was involved in a financial transaction in 2011 and 2012 in which she communicated with the client via her AOL account.

Another high level employee was aware she was using her AOL account.

2) For some reason or another this 'transaction' was being investigated in 2013. Request for electronic communications by the SEC led to the discovery of this AOL account.

I have not found who the employees are, details of the financial transaction, and who this transaction was with. The use of the AOL account to me is suspicious since nobody in 2011 used this..except for some politicians and Sid Blumenthal. AOL may be a lead. Maybe not.

To the best of my knowledge, the Cease and Desist order led to just a fine of $25,000.

(Notice how criminal banks are only given a slap on the wrist by the rigged Maritime courts).